Broker Check

Career Opportunities With Our Firm

Experienced Financial Professionals

Knox Financial is actively seeking experienced financial professionals with a desire to provide comprehensive financial planning and wealth management services to clients.

  • The right person is creative, reliable, innovative, and is an open communicator.  If you have a desire to provide outstanding client service, and possess an entrepreneurial spirit with a commitment to succeed, you will fit well with our team. 
  • The Advisor should have the appropriate securities registrations and insurance licenses. 
  • Experience with working directly with individuals and groups is a must, as the Advisor will be responsible for developing, supporting and managing new client relationships.
  • We utilize smart technology, leading products and services that are also available from national firms, but retain our independence, allowing us to focus on our clients' needs, not a corporate agenda.  We take pride in our local ownership, local decisions and a family-owned culture, allowing us to objectively develop Solutions when working with our clients.  We believe our clients benefit from our collaborative team approach. 
  • As an Advisor with our firm, you will enjoy the opportunity to develop client relationships backed with the support, technology, collaborative team knowledge, experience and structure of an established practice.  
  • Giving back to the community is an integral part of our team culture.

If you are an existing Advisor seeking new opportunities, with a focus on planning and asset management, call Jason Knox at 1-877-566-9468 or email your resume to Advisor Opportunities

If you are an Advisor with an existing firm and reach out to us, be assured that our conversation will be held completely private.

Associate Advisor 

As an Associate Advisor with our firm, you will enjoy the opportunity to help develop client relationships backed with the support, technology, collaborative team knowledge, experience and structure of an established practice.  We are seeking a very special individual.  We offer a client centric, professional, fast paced environment.  

We utilize smart technology, leading products and services that are also available from national firms, but retain our independence, allowing us to focus on our clients' needs, not a corporate agenda.  We take pride in our local ownership, local decisions and a family-owned culture, allowing us to objectively develop Solutions when working with our clients.  We believe our clients benefit from our collaborative team approach. 

  • The right person is creative, reliable, innovative, and is an effective communicator.  If you have a desire to provide outstanding client service, and possess an entrepreneurial spirit with a commitment to succeed, you will fit well with our team. 
  • A basic knowledge of the financial planning world is necessary for this position.  The Advisor should have a four-year college degree, and possess or be willing to obtain appropriate securities registrations and insurance licenses. 
  • Willingness to work directly with individuals and groups is a must, as the Advisor will be responsible for developing, supporting and managing client relationships.
  • The person should be skilled in the use of Microsoft Office products.
  • The right person is creative, reliable, innovative, and is able to work independently on projects.
  • Giving back to the community is an integral part of our team culture.

We are a boutique financial planning form with offices in Decorah, West Union, and Ottumwa.  We do business with clients throughout the nation.   We are affiliated with a Registered Investment Advisor and Broker/Dealer, allowing us to offer a broad variety of services and products.  We provide solutions for complex planning issues for business owners, professionals, families, and retirees. If you are a self-starter and have the desire to enjoy the life style of living in Iowa, consider our firm.

If you are interested in becoming a Financial Advisor, call Jason Knox at 1-877-566-9468 or email your resume to Advisor Opportunities


Client Service Administrator

You are energetic, customer focused, well-organized, and resourceful. You have ability to handle multiple details, follow-through and provide our clients and advisors support.    This position is at our Decorah, Iowa office location.

Position Roles/Responsibilities:

  • Be the first point of contact for members/clients in-person and on the phone
  • Answer calls, schedule and confirm appointments
  • Greet clients/members as they arrive for appointments
  • Assist Financial Advisors in the preparation and follow-up for client meetings
  • Collaborate with the back office to maintain and follow-up on pending business, outstanding requirements, etc. to keep business moving forward
  • Populate and maintain accurate client data in CRM software and other data systems
  • Handle and properly document sensitive communications with clients, respond in an effective and timely manner to ensure customer satisfaction
  • Perform routine administrative duties such as processing mail, scanning and faxing documents

Position Qualifications:

  • Excellent communication skills
  • Ability to work independently, handle multiple tasks and maintain high quality of work while experiencing frequent interruptions
  • Strong computer skills (Microsoft Outlook and CRM preferred)
  • Ability to maintain integrity of sensitive/confidential information
  • Ability to travel to both Decorah and West Union office locations

As part of the hiring process, a verification of the candidate’s background will be made to complete the process. Fingerprints are required as part of the FINRA registration process and submission to a background check .  

Compensation is competitive and based on experience.  This position is eligible for our company sponsored retirement program, paid time off, and holiday pay.

If you are interested in our Client Service Administrator position, call Amber Knox, Director of Client Services, at 1-877-566-9468 or email your resume and cover letter to careers@knoxfin.com


Internship Opportunities

Are you interested in a being a Financial Advisor?   

Our Financial Professional Intern position may be help you determine if being a client facing Financial Professional is right for you.

  • This position works directly with a Financial Professional and involves assisting the Financial Professional with the many tasks that are customary and expected in the financial services industry, including interaction with clients, review of accounts, preparing financial plans and presentations.   We utilize smart technology to assist us with these tasks.  A knowledge of Windows and Office is essential.  We use proprietary software, including a client database and financial planning software.  Ability to learn these tools is necessary for this position, with the assistance of training guides and videos.  Basic knowledge of financial products, including mutual funds is preferred.  This position requires interaction with both existing and new clients.  
  • Our Financial Professional Intern duties include assisting the lead Advisor with client meetings in person, online, or over the phone, preparation of client documents, development of client presentations, utilizing smart technology with our client website, preparation of client balance sheets, cash flow and retirement income projections, preparation of needs analysis, reviews of existing accounts, assist with clients requests, preparation of forms and documents, and documentation of all activities.  Communications skills, both verbal and written, will lead to success in the industry.
  • This internship opportunity provides the opportunity to see the day to day activities of a financial professional that works directly with clients.   You will have the opportunity to experience the role of a Financial Professional, with the support, technology, collaborative team knowledge, experience and structure of an established practice.  
  • Giving back to the community is an integral part of our team culture.
  • Our Financial Professional Intern is a paid position, with compensation based on experience.   Working hours are negotiable.  This position may evolve to a full-time Financial Professional position.
  • A background check, provided by us, is required, given the confidential nature of our client relationships.

If you are interested in our Financial Professional Intern position, call Amber Knox, Director of Client Services, at 1-877-566-9468 or email your resume and cover letter to careers@knoxfin.com